Profile of Management Team

Mr. Cheng has been licensed by SFC to engage in Type 1 (Dealing in securities), Type 4 (Advising on securities), Type 6 (Advising on corporate finance) and Type 9 (Asset management) regulated activity under SFO for over 15 years. He has substantial experience in corporate finance activities, especially in IPO’s, equity distribution as well as mergers and acquisitions in Hong Kong and is an accountant qualified in Australia. He is responsible for the overall management and strategic planning of our Group.

Mr. Lam has over 15 years experience in the financial service industry, including various commercial and investment banks in Hong Kong and the PRC. He graduated with a bachelor of science in marketing from Utah State University, Logan, Utah and a master of business administration from Armstrong College, Berkeley, California, USA. He has been licensed by SFC to engage in Type 1 (Dealing in securities) and Type 6 (Advising on corporate finance) regulated activity under SFO for over 15 years. He joined the Group in 2013.

Mr. Lee has over 15 years of portfolio management and research experience, and significant Hong Kong/China and Europe working experience including managing portfolio in AUM US$150 million, in-depth macro and industry research specialized in financials, health care, technology and infrastructure sectors. He graduated with a bachelor of economics from The University of Hong Kong. He is a Fellow Member of CFA Institute. He has been licensed by SFC to engage in Type 4 (Advising on Securities) and Type 9 (Asset Management) regulated activity under SFO for over 15 years. He joined the Group in 2017.